Duty to Cooperate with a Regulator’s Quality Assurance Program Upheld

In Vey v Newfoundland and Labrador (Pharmacy Board), 2019 NLSC 111, http://canlii.ca/t/j0qfx a pharmacist was disciplined for refusing to cooperate with a practice assessment conducted as a part of the regulator’s quality assurance program. The Court concluded cooperation was required by the practitioner.

  • The fact that no quality assurance committee had been established to appoint the assessor was irrelevant as the regulator had an independent duty (and authority) to conduct a quality assurance program. A committee was only one option for doing so.
  • The legislation protecting the privacy of patient information in the province had an exception for regulators. That legislation therefore permitted the practitioner to provide the requested patient information.
  • The practitioner could not rely on her lawyer’s inaccurate legal advice as a basis for refusing to cooperate. The regulator had done nothing to support her lawyer’s opinion. A mistake of law is not a recognized defence.
  • There was no arbitrariness in the regulator conducting a full assessment sooner than expected because the practitioner was moving her premises. This was consistent with the regulator’s usual policy.
  • There was no obligation on the regulator to attempt informal resolution rather than a referral to discipline. Alternate dispute resolution was optional, not mandatory.

This case reinforces the recent trend by the courts to give a liberal and purposive interpretation to legislation authorizing quality assurance initiatives by regulators.

More Posts

The Importance of Engaging with the Issues

The importance of addressing the significant issues raised when screening complaints was reinforced in Sarpong v Law Enforcement Complaints Agency, 2026 ONSC 3525 (CanLII). There,

Failed Delivery

In Real Estate Council of Alberta v More, 2026 ABKB 459 (CanLII), the regulator received several complaints about a former registrant’s conduct which raised serious

Challenging Disciplinary Findings

In Bacchus v. Royal College of Dental Surgeons of Ontario, 2026 ONSC 3415 (CanLII), the registrant appealed a discipline panel’s decision on the basis that