Let Me Count the Defences
There are many types of claims (called “causes of action”) that can be made against regulators. There are also several defences that regulators can raise
Emily Graham
March 16, 2026
There are many types of claims (called “causes of action”) that can be made against regulators. There are also several defences that regulators can raise
Most regulators require that an applicant for registration or licensure be of “good character”. Where the applicant has previously demonstrated a lack of integrity, propriety,