Author: Erica Richler

The Whistleblower Defence

In some circumstances, a practitioner is permitted to disclose otherwise confidential information and publicly criticize their employer, where there is a compelling public right for

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Appointing an Administrator

Many regulators are subject to the appointment of an Administrator or Supervisor to take over some or all of their operations. This extraordinary step is

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Breach of Confidentiality

Breaches of client confidentiality rarely are the sole subject of a discipline hearing. There are many possible explanations for this including that practitioners are respectful

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Discernment and Insight

Regulators can refuse registration to applicants who demonstrate a pattern of lacking “discernment and insight” even if individually the events might not be disqualifying. In

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