Regulation Pro Blog

Welcome to the Regulation Pro Blog. SML’s blog contains brief discussions of court decisions and other developments in professional regulation, with one or two new posts per week. Explore our catalogue below or on CanLII.

Please note that the information contained in Regulation Pro is not intended to be legal advice and is not intended to be acted upon. The information contained herein is intended for general information and educational purposes only.

To the Point

In a fifteen-paragraph endorsement, Ontario’s Divisional Court reinforced several principles of procedural fairness: Ramirez v. Registrar, Alcohol, Cannabis and Gaming Regulation and Public Protection Act,

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Four Rulings (But No Funeral)

British Columbia’s highest court dealt with several distinct issues in the appeal from the discipline findings in Ahmadian v. Law Society of British Columbia, 2023

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Making Charter Values Explicit

A recent case about French-language education in the Northwest Territories has direct and significant implications for professional regulators. In Commission scolaire francophone des Territoires du

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Restricting Access to Registration

Most regulators require applicants for registration to be candid and accurate in their communications. Most regulators also require applicants to demonstrate some form of good

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Not “Bogging Down” Investigations

Yet another court has emphasized the minimal nature of procedural requirements for regulatory investigators requiring cooperation from registrants and witnesses: Brar v. British Columbia (Securities

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Respecting the Rules

Hearing tribunals can make rules of procedure for parties to follow. While tribunals sometimes consult on changes to their rules, they alone have the authority

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Real and Substantial Connection

It is generally accepted that regulators have authority over the conduct of their registrants regardless of where that conduct occurs. What is less clear is

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