Category: News

Access to Hearing Exhibits

Many regulators have a high duty of confidentiality. A recent securities regulator case examined how that obligation fares when otherwise confidential information is made an

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Interpreting Quorum Requirements

Quorum requirements are strict; if a tribunal does not have quorum, it cannot decide a matter. However, how strictly should quorum requirements be interpreted where

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Issuing Guidance to the Profession

New Brunswick’s highest court has affirmed that it is an inherent part of a regulator’s role to issue guidance to practitioners about the regulator’s interpretation

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Limitations on Injunction Provisions

The criteria for obtaining an injunction provision against unregistered persons vary between jurisdictions and even in legislation within a single jurisdiction. This variation was made

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Protracted Negotiations

Screening committees often negotiate undertakings with practitioners to resolve concerns, particularly in cases involving standards of practice. Sometimes discussions negotiating the precise terms of the

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Rare Exceptional Circumstances?

The Courts will not hear an application for judicial review of an interim ruling in a discipline matter unless there are exceptional circumstances. So what

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