Regulation Pro Blog

Welcome to the Regulation Pro Blog. SML’s blog contains brief discussions of court decisions and other developments in professional regulation, with one or two new posts per week. Explore our catalogue below or on CanLII.

Please note that the information contained in Regulation Pro is not intended to be legal advice and is not intended to be acted upon. The information contained herein is intended for general information and educational purposes only.

Designing a Whistleblower Policy

Regulators are increasingly developing whistleblower (or safe reporting) policies. Typically, there is a separate policy for reporting on integrity concerns relating to regulatory staff, committee

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Warning the Public

When regulators become aware that unregistered individuals may be performing restricted procedures or holding themselves out as registrants, they sometimes issue public notices. The notice

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Relying on Police Evidence

Police have extraordinary powers to obtain evidence of a suspected crime. However, the judicial scrutiny of the exercise of that authority is correspondingly rigorous. Issues

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Correctly Clarifying Changes

Many regulators rely on third-party organizations to assess a candidate’s credentials for registration. Regulators then need to ensure that the accreditation body makes defensible decisions.

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The Consequences of a Redo

Once a discipline decision is issued, it is final. Exceptions are rare. One exception is where the decision document contains a mistake and does not

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Evolving Investigations

In addition to addressing a specific incident, complaints also often raise broader concerns. Similarly, the investigation of a specific concern can raise other issues entirely,

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