Regulation Pro Blog

Most public interest boards of directors have a Code of Conduct designed to facilitate the effectiveness of the board, protect staff from inappropriate conduct, and

The ability of registrants to pass motions at a general meeting or otherwise offer guidance to their regulatory bodies is again in the news. The

Dr. Tan, a veterinarian, was disciplined for a sixth time. He sought a stay of the sanction, which included a 60-day suspension, pending an internal

Many regulators routinely publish allegations in discipline and enforcement proceedings before their final determination. Doing so facilitates transparency and arguably permits members of the public

As a general principle, it is prudent for regulators to ask, on application forms, broad questions related to an applicant’s previous conduct. For example, rather

There is no consensus on two aspects of imposing a sanction in discipline matters. The first is whether the parties can be asked to make

Further guidance has been given by Ontario’s Divisional Court as to when an extensive delay in investigating a complaint amounts to an abuse of process.

Administering drugs to individuals is an activity that is regulated under several statutes. Ontario’s Court of Appeal has held that a person can be found

A recent decision of Ontario’s Court of Appeal has added another possible item to be included in a notice to registrants that may not be