This case illustrates the importance of the Legislature and regulators considering exceptional circumstances when making legislation.
Regulators are often taken to court. One measure of success is where the regulator is vindicated on every legal ground raised. By that measure, the
A recent Divisional Court decision provides a useful overview of the principles that apply to regulators wanting to restrain unregistered individuals from engaging in unauthorized
When it comes to crafting discipline sanctions, there is no simple formula – especially for determining the length of a suspension or the duration of
Courts have repeatedly indicated that guidelines can assist regulators when they are exercising discretion. Guidelines can ensure that decision-makers are reminded of the considerations that